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Statutory InstrumentNot in force

The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 (revoked)

Citation
S.I. 2001/1335
As at
Sections
159
Section 1Citation and commencement

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Section 2Interpretation: general

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Section 3Interpretation: unlisted companies

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Section 4Definition of controlled activities and controlled investments

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Section 5Interpretation: financial promotion restriction

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Section 6Interpretation: communications

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Section 7Interpretation: real time communications

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Section 8Interpretation: solicited and unsolicited real time communications

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Section 9Degree of prominence to be given to required indications

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Section 10Application to qualifying contracts of insurance

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Section 11Combination of different exemptions

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Section 12Communications to overseas recipients

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Section 13Communications from customers and potential customers

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Section 14Follow up non-real time communications and solicited real time communications

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Section 15Introductions

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Section 16Exempt persons

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Section 17Generic promotions

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Section 18Mere conduits

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Section 19Investment professionals

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Section 20Communications by journalists

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Section 20APromotion broadcast by company director etc.

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Section 21Interpretation: relevant insurance activity

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Section 22Deposits: non-real time communications

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Section 23Deposits: real time communications

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Section 24Relevant insurance activity: non-real time communications

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Section 25Relevant insurance activity: non-real time communications: reinsurance and large risks

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Section 26Relevant insurance activity: real time communication

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Section 27Application of exemptions in this Part

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Section 28One off non-real time communications and solicited real time communications

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Section 28AOne off unsolicited real time communications

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Section 29Communications required or authorised by enactments

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Section 30Overseas communicators: solicited real time communications

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Section 31Overseas communicators: non-real time communications to previously overseas customers

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Section 32Overseas communicators: unsolicited real time communications to previously overseas customers

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Section 33Overseas communicators: unsolicited real time communications to knowledgeable customers

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Section 34Governments, central banks etc.

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Section 35Industrial and provident societies

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Section 36Nationals of EEA States other than United Kingdom

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Section 37Financial markets

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Section 38Persons in the business of placing promotional material

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Section 39Joint enterprises

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Section 40Participants in certain recognised collective investment schemes

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Section 41Bearer instruments: promotions required or permitted by market rules

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Section 42Bearer instruments: promotions to existing holders

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Section 43Members and creditors of certain bodies corporate

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Section 44Members and creditors of open-ended investment companies

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Section 45Group companies

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Section 46Qualifying credit to bodies corporate

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Section 47Persons in the business of disseminating information

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Section 48Certified high net worth individuals

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159 sections

Cite this legislation

The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 (revoked) (legislation.gov.uk, OGL v3.0). Retrieved via LawPlayer, https://lawplayer.com/uk/act/uksi-2001-1335

Contains public sector information licensed under the Open Government Licence v3.0.

OGL-3

本頁資料來源:legislation.gov.uk (The National Archives)·整理提供:法律人 LawPlayer· lawplayer.com