法律人 LawPlayer logo

資料由法律人 LawPlayer整理提供·UK legislation / curated by LawPlayer from legislation.gov.uk

Statutory InstrumentNot in force

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 (revoked)

Citation
S.I. 2009/534
As at
Sections
45
Section 1Citation and commencement

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 2Interpretation

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 3Amendments to the Financial Services and Markets Act 2000

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 4Amendments to the Financial Services and Markets Act 2000

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 5Amendments to the Financial Services and Markets Act 2000

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 6Amendments to the Financial Services and Markets Act 2000

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 7Amendments to the Financial Services and Markets Act 2000

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 8Transitional arrangements for notices

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 9Repeal and revocation

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 178Obligation to notify the Authority: acquisitions of control

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 179Requirements for section 178 notices

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 180Acknowledgment of receipt

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 181Acquiring control

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 182Increasing control

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 183Reducing or ceasing to have control

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 184Disregarded holdings

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 185Assessment: general

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 186Assessment criteria

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 187Approval with conditions

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 188Assessment: consultation with EC competent authorities

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 189Assessment: Procedure

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 190Requests for further information

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191Duration of approval

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191AObjection by the Authority

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191BRestriction notices

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191COrders for sale of shares

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191DObligation to notify the Authority: dispositions of control

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191ERequirements for notices under section 191D

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191FOffences under this Part

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 191GInterpretation

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301AObligation to notify the Authority: acquisitions of control

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301BRequirements for section 301A notices

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301CAcknowledgment of receipt

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301DAcquiring and increasing control

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301EDisregarded holdings

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301FAssessment: general

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301GAssessment: Procedure

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301HDuration of approval

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301IObjections by the Authority

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301JRestriction notices

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301KOrders for sale of shares

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301LOffences under this Chapter

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 301MInterpretation

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 422Controller

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Section 422ADisregarded holdings

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

45 sections

Cite this legislation

The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 (revoked) (legislation.gov.uk, OGL v3.0). Retrieved via LawPlayer, https://lawplayer.com/uk/act/uksi-2009-534

Contains public sector information licensed under the Open Government Licence v3.0.

OGL-3

本頁資料來源:legislation.gov.uk (The National Archives)·整理提供:法律人 LawPlayer· lawplayer.com