Section 1Citation and commencement
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資料由法律人 LawPlayer整理提供·UK legislation / curated by LawPlayer from legislation.gov.uk
Statutory InstrumentNot in force
The Securitisation Regulations 2018 (revoked)
Section 2Interpretation
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Section 3References to technical standards
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Section 4Designation of competent authorities
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Section 5Temporary prohibition relating to management functions
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Section 6Temporary prohibition relating to management functions: obligations on originator, sponsor or SSPE
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Section 7Public censure
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Section 8Financial penalties
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Section 9Statements of policy
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Section 10Statements of policy: procedure
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Section 11Restriction on penalties
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Section 12Application for authorisation to provide a third party verification service
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Section 13Determination of an application for authorisation to provide a third party verification service
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Section 14Temporary withdrawal of authorisation to provide a third party verification service
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Section 15Temporary withdrawal of authorisation to provide a third party verification service: procedure
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Section 16Cancellation of authorisation to provide a third party verification service on the initiative of the FCA
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Section 17Cancellation of authorisation to provide a third party verification service at request of third party verifier
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Section 18Register of third party verifiers
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Section 19Warning notice
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Section 20Decision notice
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Section 21Imposition of a temporary ban
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Section 22Procedure for the imposition, variation or revocation of a temporary ban on STS notifications
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Section 23Right to refer a matter to the Tribunal
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Section 24Consultation in relation to taking certain enforcement action
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Section 25Transparency requirements for originators, sponsors and SSPEs of private securitisations – power of direction
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Section 26Informing the FCA of STS notifications – power of direction
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Section 27Application of the Act and secondary legislation
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Section 28Minor and consequential amendments
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Section 29Review
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Section 1Disciplinary powers
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Section 2The Tribunal
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Section 3Information gathering and investigations
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Section 4Disciplinary powers under Part 14
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Section 5Restrictions on disclosure of information
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Section 6Injunctions and restitution
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Section 7Notices
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Section 8Offences
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Section 9Limitation on powers to require documents
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Section 10Consultation in relation to taking certain enforcement action
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Section 11Penalties and fees
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Section 12Penalties and fees
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Section 13Exemption from liability in damages
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Section 14Exemption from liability in damages
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Section 15The Financial Services and Markets Act 2000 (Service of Notices) Regulations 2001
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Section 16The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
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Section 1The Act
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Section 2The Financial Services and Markets Act (Regulated Activities) Order 2001
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Section 3The Payment to Treasury of Penalties (Enforcement Costs) Order 2013
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Section 4The Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
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Section 5The Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014
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51 sections
Cite this legislation
The Securitisation Regulations 2018 (revoked) (legislation.gov.uk, OGL v3.0). Retrieved via LawPlayer, https://lawplayer.com/uk/act/uksi-2018-1288
Contains public sector information licensed under the Open Government Licence v3.0.
本頁資料來源：legislation.gov.uk (The National Archives)·整理提供：法律人 LawPlayer· lawplayer.com