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Statutory InstrumentNot in force

The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked)

Citation
S.I. 2018/1403
As at
Sections
61
Section 1Citation and commencement

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Section 2The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

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Section 3The Data Reporting Services Regulations 2017

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Section 4Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

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Section 5The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

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Section 6Introductory provisions

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Section 7Interpretation

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Section 8Exempt and third country investment firms

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Section 9Algorithmic trading

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Section 10Direct electronic access

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Section 11Acting as a general clearing member

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Section 12Synchronisation of business clocks

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Section 13Interpretation of Part 4

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Section 14Removal of persons from the management board

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Section 15Miscellaneous FCA functions

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Section 16Administration and Enforcement of Parts 3, 4 and 5

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Section 17The Data Reporting Services Regulations 2017

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Section 18Introductory provisions

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Section 19Authorisation of data reporting services

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Section 20Temporary authorisation

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Section 21Operating requirements

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Section 22Administration and enforcement

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Section 23Miscellaneous

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Section 24Markets in Financial Instruments Regulation

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Section 25Subject matter and scope

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Section 26Definitions

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Section 27Transparency for trading venues

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Section 28Transparency for systematic internalisers and investment firms trading OTC

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Section 29Transaction reporting

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Section 30Derivatives

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Section 31Non-discriminatory clearing access for financial instruments

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Section 32Supervisory measures on product intervention and positions

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Section 33Provision of services and performance of activities by third-country firms following an equivalence decision

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Section 34Delegated and implementing acts

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Section 35Final provisions

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Section 36Professional clients

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Section 37Transfer of Functions

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Section 38Commission Regulation 2017/565

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Section 39Application, scope and definitions

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Section 40Systematic internalisers

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Section 41Algorithmic trading and electronic access

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Section 42Organisation requirements

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Section 43Conflicts of interest

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Section 44Investment research and marketing

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Section 45Underwriting and placing

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Section 46Information to clients

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Section 47Investment Advice

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Section 48Best execution

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Section 49Eligible counterparties

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Section 50Record-keeping

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61 sections

Cite this legislation

The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked) (legislation.gov.uk, OGL v3.0). Retrieved via LawPlayer, https://lawplayer.com/uk/act/uksi-2018-1403

Contains public sector information licensed under the Open Government Licence v3.0.

OGL-3

本頁資料來源:legislation.gov.uk (The National Archives)·整理提供:法律人 LawPlayer· lawplayer.com