Section 1Citation, commencement and interpretation
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資料由法律人 LawPlayer整理提供·UK legislation / curated by LawPlayer from legislation.gov.uk
Statutory InstrumentNot in force
The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (revoked)
Section 2Designation of competent authority
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Section 2 8Reporting of infringements
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Section 2ADesignation of supervisory authority for the purposes of Article 1(6a)(b) of the EU Prospectus Regulation
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Section 3Introduction
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Section 3 1Meaning of “ home State ” in relation to transferable securities
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Section 3 6Amendments of the Financial Services Act 2012
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Section 3 7Amendments of the Data Protection Act 2018
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Section 4Part 6 rules
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Section 5Matters which may be dealt with by prospectus rules
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Section 6Prohibition of dealing etc in transferable securities without approved prospectus
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Section 7Exempt offers to the public
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Section 8Election to have prospectus
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Section 9Criteria for approval of prospectus by FCA
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Section 10Exemptions from disclosure
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Section 11Consideration of application for approval
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Section 12Procedure for decision on application for approval
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Section 13Repeal of sections 87E and 87F
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Section 14Repeal of sections 87FA and 87FB
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Section 15Supplementary prospectus
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Section 16Repeal of sections 87H and 87I
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Section 17Power of FCA to suspend scrutiny of prospectus
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Section 18Power to restrict offer to the public
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Section 19Power of FCA to restrict admission to trading on a regulated market
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Section 20Power of FCA to suspend or prohibit trading on a trading facility
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Section 21Public censure of issuer
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Section 22Procedure under sections 87K and 87L
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Section 23Exercise of powers at request of competent authority of another EEA State
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Section 24Repeal of section 87Q
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Section 25Compensation for false or misleading statements
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Section 26Penalties for breach of Part 6 rules
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Section 27Appointment by FCA of persons to carry out investigations
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Section 29Exercise of powers where UK is host member state
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Section 30Meaning of “securities” etc
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Section 32Interpretation of Part 6
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Section 33Publication of Notices
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Section 34Misleading FCA or PRA: residual cases
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Section 35Amendments of Schedule 11A
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Section 38Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
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Section 39Amendments of the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
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Section 40
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Section 41Review
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42 sections
Cite this legislation
The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (revoked) (legislation.gov.uk, OGL v3.0). Retrieved via LawPlayer, https://lawplayer.com/uk/act/uksi-2019-1043
Contains public sector information licensed under the Open Government Licence v3.0.
本頁資料來源：legislation.gov.uk (The National Archives)·整理提供：法律人 LawPlayer· lawplayer.com