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Statutory Instrument

The Animals (Scientific Procedures) Act 1986 (Amendment) Regulations 2026

Citation
S.I. 2026/663
As at
Sections
56
Section 1Citation, commencement and extent

(1) These Regulations may be cited as the Animals (Scientific Procedures) Act 1986 (Amendment) Regulations 2026 and come into force on the day after the day on which they are made.

(2) These Regulations extend to England and Wales, Scotland and Northern Ireland.

Section 2Amendment of the Animals (Scientific Procedures) Act 1986

The Animals (Scientific Procedures) Act 1986 is amended in accordance with this Part.

Section 3Amendment to section 5 (project licences: general)

In section 5 (project licences: general) , for subsection (4) substitute—

(4) A project licence may specify a programme of work which consists of multiple generic projects if the projects—

(a) are to be carried out to satisfy regulatory requirements, or

(b) use animals for production or diagnostic purposes, in accordance with established methods.

Section 4Amendment to section 5A (application for a project licence)

In section 5A (application for a project licence) —

(a) in subsection (1)(c), for “Annex 6 of the Animals Directive” substitute “subsection (1A)” ;

(b) after subsection (1), insert—

(1A) The matters referred to in subsection (1)(c) are—

(a) the relevance of, and justification for, the regulated procedures specified in the application;

(b) the proposed application of methods to replace, reduce or refine the use of animals in those procedures;

(c) the proposed severity classification of the procedures specified in the application (see section 5B(3)(c));

(d) the relevance of, and justification for, the use of animals in those procedures;

(e) the following matters in relation to the animals to be used in those procedures—

(i) their estimated number;

(ii) their type and species;

(iii) their life stages;

(iv) their origin;

(f) the proposed housing conditions, husbandry conditions and care conditions of those animals;

(g) the steps proposed for the avoidance, reduction or alleviation of pain, suffering or distress in those animals, from birth to death where appropriate, including, in particular—

(i) the planned use of anaesthesia, analgesia or other methods of relieving pain;

(ii) the use of humane end-points;

(h) any proposed experimental or observational strategy or statistical design for minimising the following where appropriate—

(i) the number of animals to be used;

(ii) their pain, suffering or distress;

(iii) the environmental impact of the procedures;

(i) the cumulative effects of any proposed reuse on those animals;

(j) any proposed methods of killing those animals;

(k) the steps proposed for the avoidance of any unjustified duplication of procedures where appropriate;

(l) the competence of persons involved in the proposed programme of work.

Section 5Amendment to section 5B (determining an application: evaluation of the programme of work)

In section 5B (determining an application: evaluation of the programme of work) —

(a) in subsection (3)(c), after “work” insert “(see section 5BA)” ;

(b) omit subsection (6).

Section 6Insertion of section 5BA (determining an application: classification of the severity of the procedure)

After section 5B, insert—

Determining an application: classification of the severity of the procedure

(5BA)

(1) This section applies for the purposes of classifying the likely severity of a regulated procedure under section 5B(3)(c).

(2) The likely severity of the procedure is to be determined by the degree of pain, suffering, distress or lasting harm expected to be experienced by an animal during the course of the procedure.

(3) A procedure that falls within a description set out in column 1 of the following Table is to be assigned to the category that is specified in column 2 of the Table in relation to that description—

A procedure that does not cause any significant impairment of the well-being or general condition of the animal.

A procedure as a result of which the animal is likely to experience short-term mild pain, suffering or distress.

A procedure that is likely to cause moderate impairment of the well-being or general condition of the animal.

A procedure as a result of which the animal is likely to experience short-term moderate pain, suffering or distress or long-lasting mild pain, suffering or distress.

A procedure that is likely to cause severe impairment of the well-being or general condition of the animal.

A procedure as a result of which the animal is likely to experience severe pain, suffering or distress or long-lasting moderate pain, suffering or distress.

(4) The assignment of a procedure to a category in accordance with subsection (3)—

(a) must be based on the most severe effects likely to be experienced by the animal after all appropriate refinement techniques have been applied, and

(b) must take into account any manipulation of the animal.

(5) When assigning a procedure to a category in accordance with subsection (3), the Secretary of State—

(a) must first assign the procedure to a category on the basis of factors relating to the type of procedure only (“step 1”), and

(b) must then determine whether to assign the procedure to a different category on the basis of additional factors (“step 2”).

(6) The following factors relating to the type of procedure must be taken into account for the purposes of step 1—

(a) the type of manipulation or handling involved in the procedure;

(b) the nature and intensity of the pain, suffering, distress or lasting harm that would be caused by the procedure;

(c) the duration, frequency and number of techniques to be used in the procedure;

(d) the cumulative effects of the procedure;

(e) the extent to which the animal used in the procedure would be prevented from expressing their natural behaviour, including any restrictions on their housing, husbandry or care.

(7) Where the procedure is of a description that has been assigned by Schedule 2AA to a particular category of severity, the procedure is to be assigned to that category for the purposes of step 1.

(8) The following additional factors must be taken into account for the purposes of step 2—

(a) the species and genotype of the animal to be used in the procedure;

(b) the maturity, age and gender of the animal;

(c) the habituation of the animal with respect to the procedure;

(d) if the animal is to be reused, the actual severity and cumulative severity of each previous procedure;

(e) the methods used to reduce or eliminate pain, suffering and distress, including refinement of housing, husbandry and care conditions;

(f) use of humane end-points.

(9) The factors to be taken into account for the purposes of subsection (5) must be considered on a case-by-case basis.

(10) Section 5B(5) applies for the purposes of this section as it applies for the purposes of section 5B(3)(c).

Section 7Amendment to section 5D (granting a project licence)

In section 5D(6) (granting a project licence) , after “licence” insert “before the end of the period of six months beginning with the day on which the project licence was granted” .

Section 8Amendment to section 5F (retrospective assessment of programme of work)

In section 5F(3)(b) (retrospective assessment of programme of work) , after “altered” insert “before the end of the period of six months beginning with the day on which the assessment was completed” .

Section 9Amendment to section 30 (short title, interpretation and commencement)

In section 30 (short title, interpretation and commencement) —

(a) in subsection (2), omit the definition of “the Animals Directive” ;

(b) omit subsection (2A).

Section 10Insertion of Schedule 2AA (severity of procedures)

Before Schedule 2B, insert Schedule 2AA set out in the Schedule to these Regulations.

Section 11Amendment of Schedule 2C (conditions in licences)

In Schedule 2C (conditions in licences) —

(a) in paragraph 4—

(i) in sub-paragraph (3), for the words from “applicable” to the end substitute “standard concerning installations and equipment which is set out in a relevant code of practice is met” ;

(ii) for sub-paragraph (4), substitute—

(4) In sub-paragraph (3), “relevant code of practice” means a code of practice issued or approved under section 21 (as that code has effect from time to time).

(b) in paragraph 6—

(i) in sub-paragraph (1)(b), for “paragraphs (a) to (e) of Article 27.1 of the Animals Directive” substitute “sub-paragraph (2A)” ;

(ii) after sub-paragraph (2), insert—

(2A) The tasks referred to in sub-paragraph (1)(b) are—

(a) advising the staff dealing with animals on matters related to the welfare of animals, so far as relating to their acquisition, accommodation, care and use;

(b) advising the staff on the application of the principles of replacement, reduction and refinement, and keeping them informed of technical and scientific developments concerning the application of those principles;

(c) establishing and reviewing internal operational processes as regards monitoring, reporting and follow-up actions in relation to the welfare of animals housed or used in the place specified in the licence;

(d) following the development and outcome of projects, taking into account the effect on the animals used, and identifying and advising on elements that would further contribute to replacement, reduction and refinement; and

(e) advising on rehoming schemes, including the appropriate socialisation of the animals to be rehomed.

(c) in paragraph 8—

(i) the existing text becomes sub-paragraph (1);

(ii) in sub-paragraph (1)(a), for the words from “paragraphs” to the end substitute “sub-paragraph (2)” ;

(iii) after sub-paragraph (1), insert—

(2) The information referred to in sub-paragraph (1)(a) is—

(a) the origin of each of the animals kept in the place specified in the licence;

(b) the number and species of animals that have been—

(i) bred at that place for use in procedures;

(ii) acquired for the purposes of the undertaking carried on in accordance with the licence;

(iii) supplied elsewhere in the course of that undertaking;

(iv) used in procedures at the place specified in the licence;

(v) released or rehomed;

(c) in the case of any animal acquired for the purposes of the undertaking, the date on which, and the person from whom, it was acquired;

(d) in the case of any animal supplied elsewhere or rehomed, the date on which the animal was supplied or rehomed, and the name and address of the person to whom the animal was provided;

(e) in the case of any animal released, the date on which the animal was released;

(f) in the case of any animal used in a procedure, the project in which it was used;

(g) the number and species of animals that have died in the place specified in the licence and, where known, the cause of death.

(d) in paragraph 11—

(i) in sub-paragraph (2), for the words from “the following” to the end substitute “any standard concerning the care and accommodation of animals which is set out in a relevant code of practice is met” ;

(ii) for sub-paragraph (3), substitute—

(3) In sub-paragraph (2) “relevant code of practice” means a code of practice issued or approved under section 21 (as that code has effect from time to time).

(e) in paragraph 23—

(i) in sub-paragraph (1), omit “using the criteria in Annex 8 of the Animals Directive” ;

(ii) after sub-paragraph (1), insert—

(1A) Section 5BA applies for the purposes of sub-paragraph (1) as it applies for the purposes of section 5B(3)(c), but as if the reference in section 5BA(5) to the Secretary of State were a reference to the suitably qualified person mentioned in sub-paragraph (1).

Section 12Revocation of Article 6(1) of Regulation (EU) 2019/1010

Article 6(1) of Regulation (EU) 2019/1010 of the European Parliament and of the Council of 5 June 2019 on the alignment of reporting obligations in the field of legislation related to the environment is revoked.

Section 1

This Schedule contains descriptions of procedures assigned to a particular category of severity on the basis of factors relating to the type of procedure only.

Section 2

Part 2 of this Schedule contains a list of procedures categorised as “mild”.

Section 3

Part 3 of this Schedule contains a list of procedures categorised as “moderate”.

Section 4

Part 4 of this Schedule contains a list of procedures categorised as “severe”.

Section 5

The administration of anaesthesia except for the sole purpose of killing.

Section 6

A pharmacokinetic study where a single dose is administered, a limited number of blood samples are taken totalling less than 10 per cent of circulating volume and the substance is not expected to cause any detectable adverse effect.

Section 7

The non-invasive imaging of an animal with appropriate sedation or anaesthesia including, in particular, magnetic resonance imaging.

Section 8

A superficial procedure including, in particular—

(a) ear and tail biopsies;

(b) non-surgical subcutaneous implantation of mini-pumps or transponders.

Section 9

The application of external telemetry devices that cause only minor impairment to the animal or minor interference with normal activity and behaviour.

Section 10

The administration of a substance where—

(a) the substance has no more than a mild impact on an animal,

(b) the volume of the substance administered is within appropriate limits for the size and species of the animal, and

(c) the substance is administered by any of the following routes—

(i) subcutaneous;

(ii) intramuscular;

(iii) intraperitoneal;

(iv) gavage;

(v) intravenous, using superficial blood vessels.

Section 11

The induction of tumours, or spontaneous tumours, that cause no detectable clinical adverse effects including, in particular, small, subcutaneous, non-invasive nodules.

Section 12

The breeding of a genetically altered animal, which is expected to result in a phenotype with mild effects.

Section 13

The feeding of a modified diet that does not meet all of the animal’s nutritional needs and is expected to cause mild clinical abnormality within the time-scale of the procedure.

Section 14

Restraint in metabolic cages for less than 24 hours.

Section 15

A study involving—

(a) short-term deprivation of a social partner, or

(b) short-term solitary caging of an adult rat of a sociable strain or an adult mouse of a sociable strain.

Section 16

Experimental models which expose an animal to noxious stimuli which—

(a) are associated with mild pain, suffering or distress, and

(b) the animal can successfully avoid.

Section 17

A repetition or combination of any of the following procedures, as a result of which the animal is likely to experience short-term mild pain, suffering or distress or which does not cause significant impairment of the animal’s well-being or general condition—

(a) the assessment of body composition by non-invasive measures with minimal restraint;

(b) a monitoring electrocardiogram with non-invasive techniques with minimal or no restraint of a habituated animal;

(c) the application of external telemetry devices that is expected to cause no impairment to a socially adapted animal and does not interfere with normal activity and behaviour;

(d) the breeding of a genetically altered animal which is expected to have no clinically detectable adverse phenotype;

(e) the addition of inert markers in the diet to follow passage of digesta;

(f) the withdrawal of food for less than 24 hours in an adult rat;

(g) open field behavioural testing of a mouse.

Section 18

The repeated application of test substances which produce moderate clinical effects.

Section 19

The withdrawal of blood samples from a conscious animal where—

(a) the blood withdrawn within an appropriate period for the animal exceeds 10% of the circulating volume of blood in the animal at the start of the period, and

(b) the volume of blood withdrawn is not replaced within that period.

Section 20

An acute dose-range finding study, or chronic toxicity or carcinogenicity test, with non-lethal end-points.

Section 21

Surgery under general anaesthesia and appropriate analgesia, associated with post surgical pain, suffering or impairment of general condition including, in particular—

(a) thoracotomy, craniotomy, laparotomy, orchidectomy, lymphadenectomy or thyroidectomy;

(b) orthopaedic surgery with effective stabilisation and wound management;

(c) organ transplantation with effective management of rejection;

(d) surgical implantation of catheters or biomedical devices such as telemetry transmitters or minipumps.

Section 22

Models of induction of tumours, or spontaneous tumours, that are expected to cause moderate pain or distress or moderate interference with normal behaviour.

Section 23

Irradiation or chemotherapy with—

(a) a sublethal dose, or

(b) an otherwise lethal dose with reconstitution of the immune system,

where any adverse effects are expected to be mild or moderate and to last for less than five days.

Section 24

The breeding of a genetically altered animal which is expected to result in a phenotype with moderate effects, such as impaired organ dysfunction, or an underdeveloped physiological function.

Section 25

The creation of a genetically altered animal through a surgical procedure.

Section 26

The use of metabolic cages involving moderate restriction of movement over a period of up to five days.

Section 27

A study with a modified diet that does not meet all of the animal’s nutritional needs and is expected to cause moderate clinical abnormality within the time-scale of the study.

Section 28

The withdrawal of food for 48 hours in an adult rat.

Section 29

Evoking escape and avoidance reactions where the animal is—

(a) unable to escape or avoid the stimulus, and

(b) expected to suffer moderate distress.

Section 30

Toxicity testing, including in particular single dose acute toxicity testing, where—

(a) death is the end-point, or

(b) fatality is to be expected and a severe pathophysiological state is induced.

Section 31

The testing of a device where failure may cause severe pain, distress or death of the animal including, in particular, cardiac assist devices.

Section 32

Vaccine potency testing that is—

(a) characterised by—

(i) persistent impairment of the animal’s condition, or

(ii) progressive disease leading to death, and

(b) associated with long-lasting moderate pain, suffering or distress.

Section 33

Irradiation or chemotherapy with a lethal dose—

(a) without reconstitution of the immune system, or

(b) with reconstitution of the immune system with production of graft versus host disease.

Section 34

The induction of tumours, or spontaneous tumours, that are expected to progress to cause lethal disease associated with long-lasting moderate pain, suffering or distress including, in particular—

(a) tumours causing cachexia;

(b) invasive bone tumours;

(c) tumours resulting in metastatic spread;

(d) tumours that are allowed to ulcerate.

Section 35

Surgical and other interventions in an animal under general anaesthesia which are expected to result in severe or persistent moderate postoperative pain, suffering or distress or severe and persistent impairment of the animal’s general condition.

Section 36

Production of unstable fractures, or thoracotomy without adequate analgesia.

Section 37

A procedure expected to result in multiple organ failure.

Section 38

Organ transplantation where organ rejection is likely to lead to severe distress or impairment of the general condition of the animal including, in particular, xenotransplantation.

56 sections

Cite this legislation

The Animals (Scientific Procedures) Act 1986 (Amendment) Regulations 2026 (legislation.gov.uk, OGL v3.0). Retrieved via LawPlayer, https://lawplayer.com/uk/act/uksi-2026-663

Contains public sector information licensed under the Open Government Licence v3.0.

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