熱門推薦罰單破解實戰交通警察名師 25 年經驗,親授警察臨檢、檢舉魔人、科技執法、車禍糾紛的執法邏輯看課程介紹
購物車我的課程我的書籤免費註冊
Financial Services and Markets Act 2000

Financial Services and Markets Act 2000 Sch 6 para 4E

Sch 6 para 4E Suitability

(1) C must be a fit and proper person, having regard to the PRA ’s objectives. (2) The matters which are relevant in determining whether C satisfies the condition in sub-paragraph (1) include— (a) whether C has complied and is complying with requirements imposed by the PRA in the exercise of its functions, or requests made by the PRA relating to the provision of information to the PRA and, if C has so complied or is so complying, the manner of that compliance; (b) whether those who manage C’s affairs have adequate skills and experience and have acted and may be expected to act with probity.

Read this section in the full act → · Open its part →

Read the official text ↗

Contains public sector information licensed under the Open Government Licence v3.0.