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Financial Services and Markets Act 2000

Financial Services and Markets Act 2000 s 309V

s 309V Procedure for imposing penalties

(1) If the appropriate regulator proposes to impose a penalty on a person under section 309U , it must give the person a warning notice. (2) A warning notice under this section must state the amount of the penalty. (3) If the appropriate regulator decides to impose a penalty on a person under section 309U , it must give the person a decision notice. (4) A decision notice under this section must state the amount of the penalty. (5) If the appropriate regulator decides to impose a penalty on a person under section 309U , the person may refer the matter to the Tribunal.

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