熱門推薦罰單破解實戰交通警察名師 25 年經驗,親授警察臨檢、檢舉魔人、科技執法、車禍糾紛的執法邏輯看課程介紹
購物車我的課程我的書籤免費註冊
Financial Services and Markets Act 2000

Financial Services and Markets Act 2000 s 38

s 38 Exemption orders.

(1) The Treasury may by order (“ an exemption order ”) provide for— (a) specified persons, or (b) persons falling within a specified class, to be exempt from the general prohibition. (2) But a person cannot be an exempt person as a result of an exemption order if he has a Part 4A permission . (3) An exemption order may provide for an exemption to have effect— (a) in respect of all regulated activities; (b) in respect of one or more specified regulated activities; (c) only in specified circumstances; (d) only in relation to specified functions; (e) subject to conditions. (4) “ Specified ” means specified by the exemption order.

Read this section in the full act → · Open its part →

Read the official text ↗

Contains public sector information licensed under the Open Government Licence v3.0.