熱門推薦罰單破解實戰交通警察名師 25 年經驗,親授警察臨檢、檢舉魔人、科技執法、車禍糾紛的執法邏輯看課程介紹
購物車我的課程我的書籤免費註冊
Financial Services and Markets Act 2000

Financial Services and Markets Act 2000 s 60A

s 60A Vetting of candidates by ... authorised persons

(1) Before an authorised person may make an application for a regulator's approval under section 59, the authorised person must be satisfied that the person in respect of whom the application is made (“the candidate”) is a fit and proper person to perform the function to which the application relates. (2) In deciding that question, the authorised person must have regard, in particular, to whether the candidate, or any person who may perform a function on the candidate's behalf— (a) has obtained a qualification, (b) has undergone, or is undergoing, training, (c) possesses a level of competence, or (d) has the personal characteristics, required by general rules made by the regulator in relation to persons performing functions of the kind to which the application relates. (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Read this section in the full act → · Open its part →

Read the official text ↗

Contains public sector information licensed under the Open Government Licence v3.0.